PHL – Change to Senior Officer – Aegis Business Solutions Limited
PHL – Change to Senior Officer – Aegis Business Solutions Limited
Material Changes
Material Changes
AHL – Change to Senior Officer – Curtis Durity
AHL – Change to Senior Officer – Curtis Durity
Contravention Orders, Orders, Orders (Contraventions), Settlement Orders
Contravention Order- SPORTT $21,450.00
In the Matter of a Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the
Contravention Orders, Orders, Orders (Contraventions), Settlement Orders
Contravention Order- TCL $25,300.00
In The Matter of a Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the Republic
Contravention Orders, Orders, Orders (Contraventions), Settlement Orders
Contravention Order- TCL $24,200.00
In the Matter of a Contravention of Section 63(a) of the Securities Act Chapter 83:02 of the Laws of the
Material Changes
WCO – Change to Senior Officer – Raoul Glynn and Hiram Murillo
WCO – Change to Senior Officer – Raoul Glynn and Hiram Murillo
Registrants' Financial Statements
West Indies Stockbrokers Limited Audited Financial Statements for the year ended 31 October 2023
West Indies Stockbrokers Limited Audited Financial Statements for the year ended 31 October 2023
Registrants' Financial Statements
RBC Investment Management (Caribbean) Limited Audited Financial Statements for the year ended 31 October 2023
RBC Investment Management (Caribbean) Limited Audited Financial Statements for the year ended 31 October 2023
Registrants' Financial Statements
Firstline Securities Limited Audited Financial Statements for the year ended 31 December 2023
Firstline Securities Limited Audited Financial Statements for the year ended 31 December 2023
Registrants' Financial Statements
Citicorp Merchant Bank Limited Audited Financial Statements for the year ended 31 December 2023
Citicorp Merchant Bank Limited Audited Financial Statements for the year ended 31 December 2023