Contravention Order – PHL- $1,000.00
In The Matter of a Contravention of Section 61(2) of the Securities Act Chapter 83:02 of the Laws of the […]
Administrative Fines Orders, Contravention Orders, Orders, Orders (Contraventions)
Material Changes
AHL – Change to Board of Directors – Gerard Cooper
AHL – Change to Board of Directors – Gerard Cooper
Reports
Registrants’ Risk Assessments 2023 Report
The TTSEC is mandated under Section 6(l) of the Securities Act, Chapter 83:02 of the Laws of the Republic of
Circulars
Circular Letter – Implementation of the TTSEC Enhanced RBS Framework
In June 2023, the Trinidad and Tobago Securities and Exchange Commission (the “TTSEC”) implemented its enhanced Risk-Based Supervision Framework. By
Material Changes
FCGFH – Change to Board of Directors – Ryan Proudfoot, Franka Costelloe, Ingrid Melville and Devindra Ramnarine
FCGFH – Change to Board of Directors – Ryan Proudfoot, Franka Costelloe, Ingrid Melville and Devindra Ramnarine
Material Changes
UCL – Change to Board of Directors – Marcelo Pablo Rosatto
UCL – Change to Board of Directors – Marcelo Pablo Rosatto
Material Changes
SGMF – Change to Board of Directors – Carlene Seudat
SGMF – Change to Board of Directors – Carlene Seudat
Material Changes
SGMF – Change to Board of Directors – Ray Klien
SGMF – Change to Board of Directors – Ray Klien
Material Changes
PHL – Change to Senior Officer – Indira Singh
PHL- Change to Senior Officer – Indira Singh
Material Changes
MASSY – Change to Board of Directors – Alberto Rozo
MASSY – Change to Board of Directors – Alberto Rozo