TTSEC Launches Investor Protection Mobile Application
Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) has become the first securities regulator, within the financial sector in the […]
Published Articles
TTSEC\’s role in the Development of the Local Capital Market
Capital markets play a vital role in an economy, by matching borrowers with  savers and their respective risk appetites for
Exemption Orders, Orders
Exemption Order re Sagicor Financial Corporation – 30th July 2021
In the Matter of an Application by the Sagicor Financial Company Limited for an  Exemption from By-laws 11, 12, 13,
Notices of Hearing
Notice of Hearing – PTSC
IN THE MATTER OF THE CONTRAVENTION OF SECTION 63(a) OF THE SECURITIES ACT, CHAPTER 83:02 OF THE LAWS OF THE
Published Articles
The TTSEC’s Investor Complaints Process
The TTSEC is charged with reviewing and investigating all complaints, and ‘tips’ received in relation to the securities industry, including,
TTSEC to Launch Investor Protection Mobile Application
Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) will launch a new mobile application to the public on Wednesday 4th
Published Articles
Building a Culture of Compliance – Pt 2
The Trinidad and Tobago Securities and Exchange Commission (TTSEC) is empowered under Section 89 of the Securities Act Chapter 83:02
Building a Culture of Compliance
The International Organisation of Securities Commissions (IOSCO) defines compliance as a function that, on an on-going basis, identifies, assesses, advises
Published Articles
Your Rights as an Investor Part. 2
Investor protection is at the core of securities regulation. Investor protection is the ultimate outcome when integrity in the marketplace
Published Articles
Know Your Rights as an Investor -Pt.1
The growing use of social media platforms such as Facebook, Instagram and LinkedIn, has significantly altered the way in which