Investment Scammers’ Evolving Tactics – Stay Vigilant!
The Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) would like to remind the public to stay cautious and informed […]
Media Releases
Circulars
Circular Letter – Status Update on TTSEC’s Enforcement Proceedings
Circular Letter to:Self-Regulatory OrganisationsRegistrants STATUS UPDATE ON TRINIDAD AND TOBAGO SECURITIES AND EXCHANGE COMMISSION’S (THE “COMMISSION”) ENFORCEMENT PROCEEDINGS We write
AML Reports, Reports
Trinidad and Tobago’s 2nd National ML/TF Risk Assessment
Trinidad and Tobago’s Second National Risk Assessment: “The Assessment of Trinidad and Tobago’s National Money Laundering and Terrorist Financing Risk
Media Releases
Media Release: TTSEC partners with Division of Finance, Trade, and the Economy to host Investor Education Forum
Trinidad and Tobago Securities and Exchange Commission (“TTSEC”) collaborated with the Financial Literacy Secretariat (“FLS”), Division of Finance, Trade and
Delisting and Deregistration Orders, Orders
Order – De-list GORTT TT$559.271M 10-year 2.50% Fixed Rate Bond
In the Matter of Section 45 (1) of the Securities Act Chapter 83:02 of the Laws of the Republic of
Orders, Other
Removal of Orders from the Commission’s Website re March 2020 to June 2021
In the Matter of Section 155(1A) (c) and (e) of the Securities Act, Chapter 83:02 of the Laws of the
Administrative Fines Orders, Contravention Orders, Orders, Orders (Contraventions)
Contravention Order – HMB – $1,000.00
In the Matter of the Contravention of Section 64(1)(a) of the Securities Act Chapter 83:02 of the Laws of the
Administrative Fines Orders, Contravention Orders, Orders, Orders (Contraventions)
Contravention Order – Samaan Tree Fund – $1,000.00
In the Matter of the Contravention of Section 66(1) of the Securities Act, Chapter 83:02 of the Laws of the
Administrative Fines Orders, Contravention Orders, Orders, Orders (Contraventions)
Contravention Order – Mortgage Participation Fund – $1,000.00
In the Matter of the Contravention of Section 66(1) of the Securities Act, Chapter 83:02 of the Laws of the