Exemption from By-Laws – Sagicor Financial Company Limited
In The Matter By-Law 24(2) (c) of the Securities Industry (Take-Over) By-Laws, 2005 (the “Take-Over By-Laws”) and in the Matter […]
Administrative Fines Orders, Orders
Financial Intelligence Unit (FIU)
The Trinidad and Tobago Securities and Exchange Commission (TTSEC), Financial Intelligence Unit (FIU) and the Central Bank of Trinidad and Tobago (CBTT), formalised an agreement concerning cooperation and information sharing.
CGSR
On Wednesday April 09 2014, at the offices of the Financial Services Commission in Barbados, SEC Chairman, Professor Patrick Watson signed the Caribbean Group of Securities Regulators’ (CGSR) Multilateral Memorandum of Understanding (MMoU) for the Exchange of Information, Cooperation and Consultation.
Securities Dealers Association of Trinidad and Tobago (SDATT)
The Trinidad and Tobago Securities and Exchange Commission (TTSEC) conducted its first stakeholder outreach meeting for 2014 with the Securities Dealers Association of Trinidad and Tobago (SDATT) and executed a protocol governing their relationship at the Courtyard Marriott Hotel on January 8th, 2014.