AML Circular letter
The Trinidad and Tobago Securities and Exchange Commission wishes to remind market participants of their obligations in regard to Anti Money Laundering and Combating the Financing of Terrorism .
Category Archives: Notices
Notice re appointment of a receiver re TTSEC vs Welthecon
Members of the public are asked to note that the court has appointed a receiver in the matter of the TTSEC vs Welthecon et al
Public Notice in matter of TTSEC vs Lawrence Cole et al
The public is asked to note that in June, 2010 the Trinidad and Tobago Securities and Exchange Commission (TTSEC) initiated action via a statement of case to the High Court against Lawrence Cole, Alpha Savings and Trust Ltd., Flagship Financial Investments Co-operative Society, Safe Holdings and Trust Ltd and Christian Credit union Co-operative Society Ltd
Public notice re TTSEC vs Welthecon
PUBLIC NOTICE Re: Claim No. CV2011-02869; The Trinidad and Tobago Securities and Exchange Commission v Welthecon Investment Managers Limited,Pierre Finance Investments Limited
and Peter de Gannes
Decision in High Court matter re TTSEC vs Lawrence Cole et al
Having investigated complaints from investors regarding the actions of Lawrence Cole, Alpha Savings and Trust Ltd., Flagship Financial Investments Co-operatives the TTSEC has received a judgement in the High Court against the defendants
Public Notice
Over the period April 1, 2010 to March 31st 2011 certain entities’ registrations with the Commission expired.
Notice of Final Order for Stock Exchange rules
Having monitored the operations of the Stock Exchange Rule 227 and the Horizon Trading Rule 10.2, the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) granted its final order approving the said rules of the Trinidad and Tobago Stock Exchange Limited (“TTSE”) which implemented the Board Lots.
Proposed TTSE Rule Change
NULL
Notice of Proposed Amendment to the Stock Exchange Rules
The T&T Stock Exchange proposes to amend the Stock Exchange Rule 405 (1) and the Horizon Trading Rule 12.8 with respect to the price band
Notice of Extension of Order
The Commission issued a temporary order of December 4, 2008 in accordance with section 133 (1) (c) of the Securities Industry Act, 1995 (“SIA”) to allow the operation of the revised Trinidad and Tobago Stock Exchange Rule 227 and the Horizon Trading Rule 10.2