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- Material Changes1369. NIPDEC – Change to Board of Directors – Maryam Abdool-Richards May 12, 2022
- Material Changes1370. GHL – Change to Organizational Structure and Senior Officer May 11, 2022
- Material Changes1371. MASSY – Change to Board of Directors – Robert Riley May 11, 2022
- Material Changes1372. MASSY – Change to Senior Officer – Marc Rostant May 11, 2022
- Material Changes1373. MASSY – Change to Senior Officer – David O’Brien May 11, 2022
- Material Changes1374. MASSY – Change to Senior Officer – David O’Brien May 11, 2022
- Published Articles1375. Equity Valuations May 11, 2022
- Registrants' Financial Statements1376. Sheppard Securities Limited Audited Financial Statements for the year ended 28 February 2021 May 10, 2022
- Registrants' Financial Statements1377. Sagicor Investments (Trinidad and Tobago) Limited Audited Financial Statements for the year ended 31 December 2020 May 10, 2022
- Registrants' Financial Statements1378. Maritime Capital Limited Audited Financial Statements for the year ended 31 December 2020 May 10, 2022
- Registrants' Financial Statements1379. KSBM Asset Management Limited Audited Financial Statements for the year ended 31 March 2020 May 10, 2022
- Registrants' Financial Statements1380. JMMB Investments (Trinidad and Tobago) Limited Audited Financial Statements for the year ended 31 March 2021 May 10, 2022
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.