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- Material Changes1513. NIPDEC – Change to Board of Directors – Maryam Abdool-Richards May 12, 2022
- Material Changes1514. GHL – Change to Organizational Structure and Senior Officer May 11, 2022
- Material Changes1515. MASSY – Change to Board of Directors – Robert Riley May 11, 2022
- Material Changes1516. MASSY – Change to Senior Officer – Marc Rostant May 11, 2022
- Material Changes1517. MASSY – Change to Senior Officer – David O’Brien May 11, 2022
- Material Changes1518. MASSY – Change to Senior Officer – David O’Brien May 11, 2022
- Published Articles1519. Equity Valuations May 11, 2022
- Registrants' Financial Statements1520. Sheppard Securities Limited Audited Financial Statements for the year ended 28 February 2021 May 10, 2022
- Registrants' Financial Statements1521. Sagicor Investments (Trinidad and Tobago) Limited Audited Financial Statements for the year ended 31 December 2020 May 10, 2022
- Registrants' Financial Statements1522. Maritime Capital Limited Audited Financial Statements for the year ended 31 December 2020 May 10, 2022
- Registrants' Financial Statements1523. KSBM Asset Management Limited Audited Financial Statements for the year ended 31 March 2020 May 10, 2022
- Registrants' Financial Statements1524. JMMB Investments (Trinidad and Tobago) Limited Audited Financial Statements for the year ended 31 March 2021 May 10, 2022
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.