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- Registrants' Financial Statements1501. Sheppard Securities Limited Audited Financial Statement for the year ended 28th February 2020 May 12, 2022
- Registrants' Financial Statements1502. Murphy Clarke Financial Limited Financial Statements for the year ended 30th June 2019 May 12, 2022
- Registrants' Financial Statements1503. KSBM Asset Management Limited Audited Financial Statement for the year ended 31st March 2019 May 12, 2022
- Registrants' Financial Statements1504. KCL Capital Market Brokers Limited Audited Financial Statements for the year ended 30th September 2021 May 12, 2022
- Registrants' Financial Statements1505. KCL Capital Market Brokers Limited Audited Financial Statements for the year ended 30th September 2020 May 12, 2022
- Registrants' Financial Statements1506. KCL Capital Market Brokers Limited Audited Financial Statements for the year ended 30th September 2019 May 12, 2022
- Registrants' Financial Statements1507. JMMB Investments (Trinidad and Tobago) Limited Audited Financial Statement for the year ended 31st March 2021 May 12, 2022
- Registrants' Financial Statements1508. JMMB Investments (Trinidad and Tobago) Limited Audited Financial Statement for the year ended 31st March 2019 May 12, 2022
- Registrants' Financial Statements1509. Firstline Securities Limited Audited Financial Statements for the year ended 31st December 2020 May 12, 2022
- Registrants' Financial Statements1510. Bourse Securities Limited Audited Financial Statement for the year ended December 31 2021 May 12, 2022
- Registrants' Financial Statements1511. Bourse Securities Limited Audited Financial Statement for the year ended December 31 2020 May 12, 2022
- Registrants' Financial Statements1512. Bourse Securities Limited Audited Financial Statement for the year ended December 31 2019 May 12, 2022
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.