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- Material Changes1585. MASSY- Change to Senior Officer- Eugene Tiah October 8, 2021
- Material Changes1586. MASSY- Change to Senior Officer- Vaughn Martin October 8, 2021
- Published Articles1587. Getting started with Investing Part 2 of 3 – Creating Your Investor Profile October 6, 2021
- Material Changes1588. QIIoM- Approval of sale of Quilter International Holdings Limited September 30, 2021
- Material Changes1589. TTMF- Change to Senior Officer- N. Kanhai September 30, 2021
- Published Articles1590. Getting started with Investing: Part 1 of 3 September 29, 2021
- Material Changes1591. TCL- Master Services and Intellectual Property Agreements September 28, 2021
- Published Articles1592. TTSEC – How We Protect the Investing Public September 22, 2021
- Material Changes1593. AGL – Amalgamation of Oscar Francois with Smith Robertson September 21, 2021
- Published Articles1594. The Role of Compliance and Inspections in Enforcing the Securities Law September 15, 2021
- COVID-191595. Commission’s Temporary Closure- September 14, 2021 September 14, 2021
- Material Changes1596. NEL – Change to Senior Officer – Conrad Enill September 10, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.