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- Material Changes1585. NIPDEC- Change to Senior Officer – Rodney Charles July 2, 2021
- Material Changes1586. NIPDEC- Change to Board of Directors- Douglas Camacho July 2, 2021
- Material Changes1587. PLD-Change to Board of Directors – I. Artherly, H. Awardy, I. Leon, D. Sookoo, D. Dookie, R, Garcia, H. Jones, S. Sunil, C. Manson July 2, 2021
- Published Articles1588. Know Your Rights as an Investor -Pt.1 June 30, 2021
- Material Changes1589. DFL – Change to Senior Officer – Suresh Dutta June 29, 2021
- Material Changes1590. TTUTC – Change to Senior Officer – Naleisha Bally June 28, 2021
- COVID-191591. NOTICE TO REGISTRANTS – LIMITED COVID-19 FILING MORATORIUM June 24, 2021
- Orders1592. COVID 19 Order June 23, 2021 on the Submission of Audited Financial Statements and Annual Reports by Registrants June 24, 2021
- Material Changes1593. STTGIF – Change to Senior Officers-Sameer Mohammed, Marcos Rehberg June 23, 2021
- Material Changes1594. STTFIF – Change to Senior Officers-Sameer Mohammed, Marcos Rehberg June 23, 2021
- Material Changes1595. STTSTIF – Change to Senior Officers-Sameer Mohammed, Marcos Rehberg June 23, 2021
- Material Changes1596. SBTT- Change to Senior Officers-Sameer Mohammed, Marcos Rehberg June 23, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.