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- Material Changes1609. TSTT – Change to Senior Officer – Adanna Pierre August 24, 2021
- Material Changes1610. TSTT – Change to Senior Officer – Vishnu Dhanpaul and Conrad Enill August 24, 2021
- Material Changes1611. RFHL – Expansion of business into Insurance Sector August 19, 2021
- Material Changes1612. FIRST- Reopening of branch August 19, 2021
- Material Changes1613. NIPDEC- Change to Senior Officer- A. Landaeta August 19, 2021
- Published Articles1614. Market Conduct and Securities Market Trading August 18, 2021
- Material Changes1615. GHL – Disposal of shares by NCBGHL August 16, 2021
- Material Changes1616. TSTT – Change of Senior Officer – Vishnu Dhanpaul and Conrad Enill August 12, 2021
- Material Changes1617. TCL – Changes to Board of Directors- L. Rodriguez, F. Landa August 12, 2021
- Material Changes1618. TTMF -Merger of TTMF and HMB August 12, 2021
- Material Changes1619. HMB – Merger of TTMF and HMB August 12, 2021
- Material Changes1620. PHL – Change to Senior Officer – Roger Rambharose August 11, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.