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- Material Changes1609. SFCL – Amendment to By-Laws June 11, 2021
- Material Changes1610. SFCL – Change to Board of Directors – Dennis Harris June 11, 2021
- Material Changes1611. SPORTT – Change to Senior Officer – Ansuya Babwah June 9, 2021
- Material Changes1612. SSTIF – Change to Board of Directors – Camille Chatoor June 9, 2021
- Material Changes1613. SBTT – Change to Board of Directors – Camille Chatoor June 9, 2021
- Broker-Dealers1614. Role of Broker-Dealers in the securities market of Trinidad and Tobago June 9, 2021
- Material Changes1615. PATT – Change to Senior Officers – A. Beharry, D. Jaggernauth, T. Elias, S. Baptiste and C. Hart June 8, 2021
- Material Changes1616. AMCL – Changes to Board of Directors – Norman Christie, Krysta De Lima, Vicki-Ann Assevero June 7, 2021
- Material Changes1617. TTUTC – Change to Senior Officer – Dominic Rampersad June 7, 2021
- Material Changes1618. TTUTC – Change to Senior Officer – Lorraine Kam June 7, 2021
- Material Changes1619. MPCCEL – Acquisition of an asset June 2, 2021
- Material Changes1620. NIPDEC – Change to Senior Officer – Rodney Charles June 2, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.