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- Delisting and Deregistration Orders1657. De-Registration Order re UTC North American Fund October 11, 2021
- Material Changes1658. NFM – Adoption of Company By-Laws October 11, 2021
- Exemption Orders1659. Exemption Order re Bourse Securities Limited October 11, 2021
- Material Changes1660. AGL – Amalgamation of Rosco Petroavance and Process Components October 11, 2021
- Material Changes1661. AGL – Amalgamation of Smith Robertson and Oscar Francois October 11, 2021
- Material Changes1662. AGL – Acquisition of Process Components Limited October 11, 2021
- Material Changes1663. PHL – Change to Senior Officer – Kerri Hosein-Khan October 11, 2021
- Material Changes1664. PHL – Change to Senior Officer – Hima Rhea Singh October 11, 2021
- Material Changes1665. NEL – Change to Senior Officer – Venita Ramlal October 11, 2021
- Delisting and Deregistration Orders1666. De-Registration Order re CIBC Private Client Fund October 11, 2021
- Exemption Orders1667. Exemption Order re FCB and CAL Bond October 11, 2021
- Orders1668. Registration Order re Ansa Merchant Bank GORTT Bond – 11th October 2021 October 11, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.