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- Material Changes1657. RFHL – Change to Senior Officer – Shazan Ali April 29, 2021
- Material Changes1658. SBTTGF – Change to Board of Directors – Carlos Escamilla April 29, 2021
- Material Changes1659. SBTTFI – Change to Board of Directors – Carlos Escamilla April 29, 2021
- Material Changes1660. SCIFI – Change to Board of Directors – Carlos Escamilla April 29, 2021
- Published Articles1661. Robo-Advisers: How should you evaluate them? April 28, 2021
- Material Changes1662. SMMF – Change to Senior Officers-A. Stokes, S. Hobbs, M. Parra, C. Escamilla, O. Bingham, L. Darville April 21, 2021
- Material Changes1663. SUSBF – Change to Senior Officers-A. Stokes, S. Hobbs, M.Parra, C. Escamilla, O. Bingham, L. Darville April 21, 2021
- Material Changes1664. SCEF – Change to Senior Officers-A. Stokes, S. Hobbs, M.Parra, C. Escamilla, O. Bingham, L. Darville April 21, 2021
- Material Changes1665. SUSEF – Change to Senior Officers-A. Stokes, S. Hobbs, M.Parra, C. Escamilla, O. Bingham, L. Darville April 21, 2021
- Material Changes1666. SGEF – Change to Senior Officers-A. Stokes, S. Hobbs, M.Parra, C. Escamilla, O. Bingham, L. Darville April 21, 2021
- Material Changes1667. OCM – Change to Senior Officer – Noel Wood April 21, 2021
- Published Articles1668. Fintech and the Securities Market April 21, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.