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- Material Changes1813. UCL – Amendment to Company’s By-Laws November 11, 2020
- Published Articles1814. Filing Obligations in the Securities Market Part 2 – Conclusion November 11, 2020
- Material Changes1815. MHL – Change to Senior Officer – Paula Rajkumarsingh November 4, 2020
- Material Changes1816. AMCL – Change to Senior Officer – Bernadine Sammy-Fuentes November 4, 2020
- Published Articles1817. Filing Obligations in the Securities Market November 4, 2020
- Material Changes1818. SFCL – Change to Board of Directors – Monish Dutt November 4, 2020
- Material Changes1819. TCL – Change to Senior Officers – Francisco Aguilera Mendoza and Jose Luis Seijo Gonzalez November 4, 2020
- Material Changes1820. RBCTT – Change to Board of Directors – Monica Brown, Suzanne Seepersad October 29, 2020
- Published Articles1821. Mutual Fund Managers October 28, 2020
- Material Changes1822. SBTT – Change to Senior Officer – Brendan King October 27, 2020
- Material Changes1823. UCL – Change to Senior Officer – Tim Grothauzen October 27, 2020
- Material Changes1824. FIRST – Adjustment to branch operations October 27, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.