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- Published Articles1801. Your Rights as an Investor Part. 2 July 7, 2021
- Material Changes1802. NCBFG – Change to Board of Directors – Resignation of Adrian Lee-Chin July 5, 2021
- Material Changes1803. FIRST- Approval of corporate restructuring July 2, 2021
- Material Changes1804. FIRST- Re-opening of branches July 2, 2021
- Material Changes1805. NIPDEC- Change to Senior Officer – Rodney Charles July 2, 2021
- Material Changes1806. NIPDEC- Change to Board of Directors- Douglas Camacho July 2, 2021
- Material Changes1807. PLD-Change to Board of Directors – I. Artherly, H. Awardy, I. Leon, D. Sookoo, D. Dookie, R, Garcia, H. Jones, S. Sunil, C. Manson July 2, 2021
- Published Articles1808. Know Your Rights as an Investor -Pt.1 June 30, 2021
- Material Changes1809. DFL – Change to Senior Officer – Suresh Dutta June 29, 2021
- Material Changes1810. TTUTC – Change to Senior Officer – Naleisha Bally June 28, 2021
- COVID-191811. NOTICE TO REGISTRANTS – LIMITED COVID-19 FILING MORATORIUM June 24, 2021
- Orders1812. COVID 19 Order June 23, 2021 on the Submission of Audited Financial Statements and Annual Reports by Registrants June 24, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.