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- Exemption Orders1801. Exemption Order re Aspire Fund Management August 27, 2021
- Material Changes1802. NEL – Change to Senior Officer – Vishnu Dhanpaul August 26, 2021
- Published Articles1803. Protecting the Integrity of the Securities Market August 25, 2021
- Material Changes1804. NIF – Change to Senior Officer – Vishnu Dhanpaul August 24, 2021
- Material Changes1805. TSTT – Change to Senior Officer – Adanna Pierre August 24, 2021
- Material Changes1806. TSTT – Change to Senior Officer – Vishnu Dhanpaul and Conrad Enill August 24, 2021
- Material Changes1807. RFHL – Expansion of business into Insurance Sector August 19, 2021
- Material Changes1808. FIRST- Reopening of branch August 19, 2021
- Material Changes1809. NIPDEC- Change to Senior Officer- A. Landaeta August 19, 2021
- Published Articles1810. Market Conduct and Securities Market Trading August 18, 2021
- Material Changes1811. GHL – Disposal of shares by NCBGHL August 16, 2021
- Material Changes1812. TSTT – Change of Senior Officer – Vishnu Dhanpaul and Conrad Enill August 12, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.