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- Published Articles1777. Mutual Funds and the Securities Market January 19, 2022
- Orders1778. Order re Appointment of Settlement Pre-Hearing Conference Hearing Panels January 13, 2022
- Material Changes1779. STTSTIF – Change to Senior Officers – Randall Cezair, Damian Jones January 13, 2022
- Material Changes1780. STTGIF -Change to Senior Officers – Randall Cezair, Damian Jones; January 13, 2022
- Material Changes1781. STTFIF – Change to Senior Officers – Randall Cezair, Damian Jones January 13, 2022
- Material Changes1782. SBTT – Change to Senior Officers – Randall Cezair, Damian Jones January 13, 2022
- Published Articles1783. Smart Contracts and the Capital Markets January 12, 2022
- Material Changes1784. PATT – Change to Senior Officers – Trudy Gill-Conlon and Marcia Charles-Elbourne January 5, 2022
- Material Changes1785. SFCL – Change to Board of Directors – Timothy Hodgson and Mahmood Khimji January 5, 2022
- Published Articles1786. Market Manipulation, Insider Trading & Front Running – What you should know. January 5, 2022
- Published Articles1787. Guidelines for Investing Wisely December 29, 2021
- Material Changes1788. GKC – Change to Senior Officer -Kerry-Ann Richards Lincoln December 29, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.