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- Material Changes1753. RFHL – Change to Senior Officer – Michael Noel October 18, 2021
- Material Changes1754. FIRST- Suspension of Trading October 14, 2021
- Material Changes1755. HMB- Change in Corporate Credit Rating October 13, 2021
- Material Changes1756. RFHL – Change of name of Insurance Subsidiary October 13, 2021
- Material Changes1757. RFHL – Decision to change name of Insurance Subsidiary October 13, 2021
- Material Changes1758. NFM – Change of Senior Officer – Annalean Inniss October 13, 2021
- Material Changes1759. NEL – Change of Auditor October 13, 2021
- Published Articles1760. Getting started with Investing: Part 3 of 3 – Avoiding Scams October 13, 2021
- Delisting and Deregistration Orders1761. De-Listing Order re GORTT $1,000M 7 Year Bond October 11, 2021
- Delisting and Deregistration Orders1762. De-Listing Order re First Citizens Bank Limited October 11, 2021
- Delisting and Deregistration Orders1763. De-Registration Order re UTC North American Fund October 11, 2021
- Material Changes1764. NFM – Adoption of Company By-Laws October 11, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.