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- Exemption Orders1765. Exemption Order re Bourse Securities Limited October 11, 2021
- Material Changes1766. AGL – Amalgamation of Rosco Petroavance and Process Components October 11, 2021
- Material Changes1767. AGL – Amalgamation of Smith Robertson and Oscar Francois October 11, 2021
- Material Changes1768. AGL – Acquisition of Process Components Limited October 11, 2021
- Material Changes1769. PHL – Change to Senior Officer – Kerri Hosein-Khan October 11, 2021
- Material Changes1770. PHL – Change to Senior Officer – Hima Rhea Singh October 11, 2021
- Material Changes1771. NEL – Change to Senior Officer – Venita Ramlal October 11, 2021
- Delisting and Deregistration Orders1772. De-Registration Order re CIBC Private Client Fund October 11, 2021
- Exemption Orders1773. Exemption Order re FCB and CAL Bond October 11, 2021
- Orders1774. Registration Order re Ansa Merchant Bank GORTT Bond – 11th October 2021 October 11, 2021
- Delisting and Deregistration Orders1775. De-Listing Order re Praetorian Property Mutual Fund October 11, 2021
- Exemption Orders1776. Amendment to Order re NCB Financial Group Limited Exemption October 11, 2021
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.