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- Material Changes1969. FCIS – Changes to Business Operations May 27, 2020
- Material Changes1970. AMCL – Change to the Board of Directors – Winston Singh May 27, 2020
- Published Articles1971. Compliance Programmes for the Securities Market May 27, 2020
- Notices1972. Notice of Amendments To Securities Act, Chapter 83:02 Of the Laws of Trinidad and Tobago May 22, 2020
- Acts1973. Miscellaneous Provisions Act 2020, Miscellaneous Amendments Act 2020 May 22, 2020
- Material Changes1974. FIRST – Adjustment to Branch Operations May 20, 2020
- Material Changes1975. PTSC – Change to Senior Officer – Prakash Beharry May 20, 2020
- Published Articles1976. Ensuring Compliance with AML/CFT May 20, 2020
- Material Changes1977. JMMBGL – Delay in the publication of Audited Financial Statements for the year ended March 31, 2020 May 19, 2020
- Material Changes1978. TTUTC – Change to Senior Officer – Anne-Marie James May 19, 2020
- Material Changes1979. FIRST – Adjustment to operations of Couva and Pt. Lisas branch offices May 14, 2020
- Material Changes1980. CINE1 – Impact of restrictions on business operations due to COVID-19 May 14, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.