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- Material Changes2197. NCBFG – Board of Directors decision regarding interim dividend May 1, 2020
- COVID-192198. RE: Update: Temporary Closure of TTSEC’s Offices – May 15th May 1, 2020
- Media Releases2199. Securities Market Bulletin #5 May 1, 2020
- Material Changes2200. RML – Order in respect of RML’s de-registration April 30, 2020
- Material Changes2201. UCL – Change to Senior Officer- Rodrigo Sotomayor April 30, 2020
- Published Articles2202. Analysing the Impact of COVID-19 on Mutual Funds April 29, 2020
- Material Changes2203. TTUTC – Closure of Keith King Agency April 29, 2020
- COVID-192204. Re: Moratorium Extension of Registration – 2nd C-19 Notice to Registrants April 27, 2020
- Material Changes2205. FIRST – Further adjustment to Branch Operations April 27, 2020
- COVID-192206. Order re: COVID-19 Extension April 27, 2020
- Delisting and Deregistration Orders2207. Scotia De-registration Order April 24, 2020
- Delisting and Deregistration Orders2208. De-registration Order – Fortress April 24, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.