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- Published Articles2233. Customer Due Diligence June 3, 2020
- Statement of Substance and Purpose2234. Re: Statement of Substance and Purpose – Draft By-Laws for Portfolio Manager June 3, 2020
- Material Changes2235. GML – Change to Senior Officer – Winston Singh June 2, 2020
- Material Changes2236. WASA – Change to Senior Officer – Gayle Daniel-Worrell June 2, 2020
- Material Changes2237. FIRST – Adjustment to branch operations June 1, 2020
- Material Changes2238. RFHL – Acquisition of Bank of Nova Scotia’s operations in British Virgin Islands June 1, 2020
- Notices2239. Notice- Draft CIS By-Laws 2020 May 29, 2020
- Material Changes2240. FCIS – Re-opening of Head Office to staff only May 27, 2020
- Material Changes2241. FCIS – Closure of Offices and Subsidiaries May 27, 2020
- Material Changes2242. FCIS – Changes to Business Operations May 27, 2020
- Material Changes2243. AMCL – Change to the Board of Directors – Winston Singh May 27, 2020
- Published Articles2244. Compliance Programmes for the Securities Market May 27, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.