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- Material Changes2269. FCIS – Change to Board of Directors – Ian Narine March 10, 2020
- Material Changes2270. FIRST – Change to Board of Directors – Ian Narine March 10, 2020
- Material Changes2271. AGL- Change to Senior Officer – Barry Davis March 9, 2020
- Material Changes2272. AL – Change to Senior Officer – Kathryna Baptiste Assee March 6, 2020
- Material Changes2273. AHL- Change to Senior Officer – Kathryna Baptiste Assee March 6, 2020
- Material Changes2274. AGL- Change to Senior Officer – Gerard Thomas March 6, 2020
- Published Articles2275. Corporate Governance and the Securities Market March 4, 2020
- Material Changes2276. WCO – Change to Senior Officer – Claudio Wulf, Arturo Lordmendez March 3, 2020
- Material Changes2277. PTSC – Change to Senior Officer – Bashir Mohammed February 28, 2020
- Material Changes2278. PTSC – Change to Senior Officer – Priya Jadoo February 28, 2020
- Material Changes2279. NFM – Change to Board of Directors – Joanne Salazar February 28, 2020
- FOIA Statements2280. FOIA Statement 2020 February 26, 2020
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.