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- Material Changes3265. GML – Change to Board of Directors – Peter Clarke, Teresa White, Sharon Christopher, Brian Copeland, A. Nicholas Sabga May 29, 2017
- Material Changes3266. GML – Change to Senior Officer – Larry Jerome May 29, 2017
- Material Changes3267. AHL – Change to Senior Officer – Bernadette Sammy May 29, 2017
- Material Changes3268. AL – Change to Senior Officer – Bernadette Sammy May 29, 2017
- Material Changes3269. FCIB-Changes to Senior Officer – Douglas Williamson May 24, 2017
- Material Changes3270. CMBL – Change to Board of Directors – Danielle Rampersad May 24, 2017
- Material Changes3271. CTTL – Change of Senior Officer – Danielle Rampersad May 24, 2017
- Material Changes3272. PTSC – Change to Board of Directors – Bhushan Singh May 24, 2017
- Material Changes3273. PTSC – Change to Board of Directors – Cecil Gittens May 24, 2017
- Annual Reports3274. Annual Report 2016 May 23, 2017
- Material Changes3275. NGL – Approval of Additional Public Offering May 23, 2017
- Material Changes3276. TTMF – Changes to Senior Officers – I. Lashley, R. Green and B. Mc Fee May 22, 2017
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.