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- Material Changes25. STTFIF – Change to Senior Officer- Sasha Noel, Denesh Abraham February 20, 2026
- Material Changes26. STTSTIF- Change to Senior Officer- Richard Edoo February 19, 2026
- Material Changes27. STTGIF- Change to Senior Officer- Richard Edoo February 19, 2026
- Material Changes28. SBTT- Change to Senior Officer- Denesh Abraham, Sasha Noel February 19, 2026
- Material Changes29. STTFIF- Change to Senior Officer- Richard Edoo February 19, 2026
- Material Changes30. RBL- Change to Board of Directors- Nalini Bansee, Timothy Affonso, Sandra Sookram February 18, 2026
- Material Changes31. RBL- Change to Board of Directors- Kristine Thompson February 18, 2026
- Material Changes32. SGMF – Appointment of Directors – Affonso, Sookram and Bansee February 13, 2026
- Material Changes33. SGMF – Retirement of Director – Kristime Thompson February 13, 2026
- Securities Market Bulletin34. Securities Market Bulletin #14 February 12, 2026
- Registrants' Financial Statements35. West Indies Stockbrokers Limited Audited Financial Statements for the year ended 31 October 2025 February 10, 2026
- Registrants' Financial Statements36. Waterloo Capital Advisors Limited Audited Financial Statements for the year ended 30 September 2025 February 10, 2026
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.