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- Material Changes25. SGMF – Appointment of Director – Rhion Karim March 3, 2026
- Material Changes26. RBL- Change to Board of Directors – Rhion Karim March 2, 2026
- Material Changes27. RBC – Change to Senior Officer – Naim Kazmi March 2, 2026
- Guidelines28. Anti-Money Laundering, Combating the Financing of Terrorism and Countering Proliferation Financing (AML/CFT/CPF) Guidelines for the Securities Sector February 27, 2026
- Registrants' Financial Statements29. FCPIMS – Audited Financial Statements for Year Ended 30 September 2025 February 26, 2026
- Material Changes30. TCL – Cessation of Readymix (West Indies) Limited’s Concrete and Aggregate Operations February 25, 2026
- Material Changes31. MPCCEL – Early Maturity of Convertible Promissory Note February 25, 2026
- Material Changes32. CIBC – Change to Senior Officer – Marsha Trotman February 25, 2026
- Circulars33. Circular Letter re National Policy and Strategy – updated Dec 2025 February 23, 2026
- Material Changes34. STTSTIF – Change to Senior Officer – Sasha Noel, Denesh Abraham February 20, 2026
- Material Changes35. STTGIF – Change to Senior Officer – Sasha Noel, Denesh Abraham February 20, 2026
- Material Changes36. STTFIF – Change to Senior Officer- Sasha Noel, Denesh Abraham February 20, 2026
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.