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- Did You Know3793. The TTSEC is a supervisory authority under the AML-CFT legislation May 11, 2015
- Did You Know3794. The TTSEC is the only Caribbean representative on the board of the International Organization of Securities Commissions (IOSCO) May 11, 2015
- Did You Know3795. The Commission has entered into several Memoranda of Understanding with fellow regulators May 11, 2015
- Did You Know3796. The Commission recently updated its legislation, giving it additional powers and increased penalties May 11, 2015
- Did You Know3797. The value of the securities market in Trinidad and Tobago is over TT$200 billion May 11, 2015
- Did You Know3798. There are 45 broker dealers and 19 persons/companies registered as investment advisers in Trinidad and Tobago. May 11, 2015
- Did You Know3799. The TTSEC had developed a website strictly for providing investor education May 11, 2015
- Did You Know3800. The TTSEC is the sole regulator of the securities industry May 11, 2015
- Weekly Bulletin3801. TTSE Weekly Bulletin 8th May 2015 May 8, 2015
- Material Changes3802. RBC – Change to Board of Directors – Timothy J. Hearn May 5, 2015
- Material Changes3803. FCB – Change to Board of Directors – Cherry-Ann Le Gendre May 4, 2015
- Material Changes3804. TCL – Technical and Managerial Agreement and Changes to Executive Management May 1, 2015
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.