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- Material Changes3973. FCB – Changes to Board of Directors – Joel Pemberton and Jean Pierre du Coudray October 14, 2014
- Material Changes3974. RBC- Changes to the Board and Executive Management – Robert Johnston and Roger Packer October 14, 2014
- Material Changes3975. RBC-Changes to Non-Executive Management – Mr Martin Daly October 14, 2014
- Material Changes3976. RBL- Change to Executive Management – Nigel Baptiste October 14, 2014
- Material Changes3977. TCL – Change to Business – Status of Legal Matters involving Shareholders October 14, 2014
- Material Changes3978. TCL – Change to Executive Management – Dr. Rollin Bertrand October 14, 2014
- Material Changes3979. TCL – Change to Operations – Debt Restructuring October 14, 2014
- Material Changes3980. UCL- Change to Executive Management – Mark Beepath October 14, 2014
- Material Changes3981. RBC Change to Executive Management – Suresh Sookoo and Kirk Dudtschak October 14, 2014
- Material Changes3982. RBL – Change to the Board of Directors – Gregory Thompson and William Pierpont Scott October 14, 2014
- Material Changes3983. RML Change to Board of Directors – Dr. Rollin Bertrand October 14, 2014
- Material Changes3984. TCL – Changes to Board of Directors October 14, 2014
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.