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- Material Changes4033. UCL- Change to Executive Management – Mark Beepath October 14, 2014
- Material Changes4034. FCISL – Changes to Board of Directors – Anil Seeterram and Ved Seereeram October 14, 2014
- Material Changes4035. GKC – Acquisition of Business – EC Global Insurance Company Limited October 14, 2014
- Material Changes4036. NFM – Changes to Senior Officers – Kelvin Mahabir and Robert Subryan October 14, 2014
- Material Changes4037. RBC Change to Board of Directors – Jacynthe Cote October 14, 2014
- Material Changes4038. RBC Change to Executive Management – Suresh Sookoo and Kirk Dudtschak October 14, 2014
- Material Changes4039. RBL – Change to the Board of Directors – Gregory Thompson and William Pierpont Scott October 14, 2014
- Material Changes4040. RML Change to Board of Directors – Dr. Rollin Bertrand October 14, 2014
- Material Changes4041. TCL – Changes to Board of Directors October 14, 2014
- Material Changes4042. UCL – Change to Board of Directors – Ricardo Williams October 14, 2014
- Weekly Bulletin4043. TTSE Weekly Bulletin 10th October 2014 October 10, 2014
- Media Releases4044. TTSEC re-elected to IOSCO Board October 3, 2014
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.