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- Material Changes409. ESML- Notification of Change of External Auditor March 7, 2025
- Material Changes410. FCIS – Change to Senior Officer – Xoceketzal Mohammed March 7, 2025
- Material Changes411. FCBL – Change to Board of Directors – Ingrid Melville March 7, 2025
- Material Changes412. FCGFH – Change to Board of Directors – Ingrid Melville March 7, 2025
- Material Changes413. FCIS – Change to Senior Officer – Dereck Ramlal March 7, 2025
- Material Changes414. GKC – Change to Senior Officers – Lee-Anne Bruce, Judith Chung & Jason Bailey March 5, 2025
- Material Changes415. NIPDEC – Change to Board of Directors – Wendell Mitchell March 5, 2025
- Material Changes416. AGL – Leave of Absence – Dr. Wayne Frederick March 5, 2025
- Material Changes417. ASBH – Closure of CPJ Takeover Bid February 26, 2025
- Material Changes418. EHL – ABRA Sale of EHL Shares February 26, 2025
- Delisting and Deregistration Orders419. Order – De-list GORTT TT$559.271M 10-year 2.50% Fixed Rate Bond February 24, 2025
- Registrants' Financial Statements420. West Indies Stockbrokers Limited – Audited Financial Statements for the year ended 31 October 2024 February 20, 2025
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.