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- Registrants' Financial Statements421. TSTT Audited Financial Statement for the year ended 31 March 2024 October 7, 2024
- Contravention Orders422. Contravention Order – Firstline Securities Limited- $154,000.00 October 4, 2024
- Contravention Orders423. Contravention Order – NCB Merchant Bank (Trinidad and Tobago) Limited – $3,000.00 October 4, 2024
- Administrative Fines Orders424. Contravention Order – Nestle Trinidad and Tobago Limited – $2,000.00 October 4, 2024
- Contravention Orders425. Contravention Order – Trinidad and Tobago NGL Limited- $28,500.00 October 4, 2024
- Contravention Orders426. Contravention Order – Trinidad and Tobago NGL Limited- $19,500.00 October 4, 2024
- Contravention Orders427. Contravention Order- Furness Trinidad Limited – $16,250.00 October 4, 2024
- Administrative Fines Orders428. Contravention Order – Samaan Tree Fund – $1,000.00 October 4, 2024
- Administrative Fines Orders429. Contravention Order – The Sports Company of Trinidad and Tobago – $26,000.00 October 4, 2024
- Orders430. Order- Takeover-By-Laws- Sagicor Financial Company Ltd October 4, 2024
- Orders431. Order- Readymix (West Indies) Limited re: ordinary shares October 4, 2024
- Material Changes432. FCDSL – First Citizens Bank Limited Vesting Order 2024 October 2, 2024
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.