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- Material Changes493. WASA- Change to Senior Officer- Halliday, Ammon, Derrick, Romano, Ali, Romain, Bailey, Jaggernath, Williams, Ganesh, Abdool, Guevara December 13, 2024
- Material Changes494. WCO – Change to Director – Hiram Murillo December 13, 2024
- Material Changes495. NCBFG – Change to Senior Officer – Richard Look Kin December 13, 2024
- Material Changes496. ASBH – Issuance of Shares – Saravai December 13, 2024
- Material Changes497. ASBH – Issuance of Shares – Farmshare December 13, 2024
- Material Changes498. ASBH – Acquisition of CPJ December 13, 2024
- Registrants' Financial Statements499. Sheppard Securities Limited – Audited Financial Statements for the year ended 29 February 2024 December 12, 2024
- Registrants' Financial Statements500. Republic Wealth Management Limited Audited Financial Statements for the year ended 30 September 2024 December 12, 2024
- Registrants' Financial Statements501. Murphy Clarke Financial Limited Audited Financial Statements for the year ended 30 June 2024 December 12, 2024
- Registrants' Financial Statements502. KSBM Asset Management Limited Audited Financial Statements for the year ended 31 Mar 2024 December 12, 2024
- Registrants' Financial Statements503. FigTree Financial (T and T) Limited Audited Financial Statements for the year ended 31 Mar 2024 December 12, 2024
- Registrants' Financial Statements504. JMMB Securities (T and T) Limited Audited Financial Statements for the year ended 31 March 2024 December 12, 2024
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.