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- Material Changes517. FCIS – Change to Senior Officer – Dereck Ramlal March 7, 2025
- Material Changes518. GKC – Change to Senior Officers – Lee-Anne Bruce, Judith Chung & Jason Bailey March 5, 2025
- Material Changes519. NIPDEC – Change to Board of Directors – Wendell Mitchell March 5, 2025
- Material Changes520. AGL – Leave of Absence – Dr. Wayne Frederick March 5, 2025
- Material Changes521. ASBH – Closure of CPJ Takeover Bid February 26, 2025
- Material Changes522. EHL – ABRA Sale of EHL Shares February 26, 2025
- Delisting and Deregistration Orders523. Order – De-list GORTT TT$559.271M 10-year 2.50% Fixed Rate Bond February 24, 2025
- Registrants' Financial Statements524. West Indies Stockbrokers Limited – Audited Financial Statements for the year ended 31 October 2024 February 20, 2025
- Registrants' Financial Statements525. Waterloo Capital Advisors Limited – Audited Financial Statements for Year Ended 30 September 2024 February 20, 2025
- Registrants' Financial Statements526. Scotia Investments (T and T) Limited_ Audited Financial Statements for the Year Ended 31 October 2024 February 20, 2025
- Registrants' Financial Statements527. RBCIMCL – Audited Financial Statements for Year Ended 31 October 2024 February 20, 2025
- Registrants' Financial Statements528. NCBMBTTL – Audited Financial Statements for Year Ended 30 September 2024 February 20, 2025
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.