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- Material Changes505. TSTT – Change to Board of Directors – Sean Roach January 14, 2025
- Annual Reports506. Annual Report 2023 January 9, 2025
- Material Changes507. WASA – Change to Senior Officer- Ria Chrysostom-Ryan January 8, 2025
- Material Changes508. GML – Change to Senior Officer – Candice Changoor January 8, 2025
- Material Changes509. NCBFG – Change to Board of Directors – Arvinder Bharath January 8, 2025
- Material Changes510. AGL – Change to Board of Directors – Nicholas Sinanan January 8, 2025
- Material Changes511. TCL – Change to Senior Officer – Humberto Gutierrez Prado January 8, 2025
- Orders512. Removal of Orders from the Commission’s Website re March 2020 to June 2021 January 2, 2025
- Administrative Fines Orders513. Contravention Order – HMB – $1,000.00 December 31, 2024
- Administrative Fines Orders514. Contravention Order – Samaan Tree Fund – $1,000.00 December 31, 2024
- Administrative Fines Orders515. Contravention Order – Mortgage Participation Fund – $1,000.00 December 31, 2024
- Administrative Fines Orders516. Contravention Order – HMB – $11,000.00 December 31, 2024
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.