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- Material Changes637. SPORTT – Change to Board of Directors – Esther Burrowes August 7, 2024
- Market Activity Report638. SPORTT – Change to Board of Directors – Esther Burrowes August 6, 2024
- Material Changes639. SPORTT – Change to Board of Directors – Michael L. Romany, Alison Hall, Attiba Ifill August 6, 2024
- Contravention Orders640. Contravention Order- TSTT – $39,150.00 July 31, 2024
- Administrative Fines Orders641. Contravention Order- AMBL- $1,000.00 July 31, 2024
- Administrative Fines Orders642. Contravention Order- DFL- $1,000.00 July 31, 2024
- Administrative Fines Orders643. Contravention Order- MPF – $1,000.00 July 31, 2024
- Administrative Fines Orders644. Contravention Order- PLIPDECO- $1,000.00 July 31, 2024
- Administrative Fines Orders645. Contravention Order-TTMBL- $1,000.00 July 31, 2024
- Material Changes646. RBC – Change to Senior Officer- Guzman, McLaughlin, Publicover, Neilsen, Amato-Guaci July 26, 2024
- Material Changes647. AHL – Change to Senior Officer – Shashi Seecharan July 26, 2024
- Material Changes648. SPORTT – Change to Board of Directors – Raoul Jomo Pitt July 24, 2024
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.