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- FOIA661. FOIA Request Form May 7, 2024
- Material Changes662. FCB – Change to Board of Directors – David Inglefield May 7, 2024
- Material Changes663. FCGFH – Change to Board of Directors – David Inglefield May 7, 2024
- Material Changes664. FCIS – Change to Board of Directors – David Inglefield May 7, 2024
- Material Changes665. GHL- Change to Board of Directors- Ravi Tewari May 7, 2024
- Material Changes666. GHL- Change to Board of Directors- Bruce Bowen May 7, 2024
- Material Changes667. TSTT – Changes to the Board of Directors- S. Roach, A. Austin, W. Berkley, A. Inniss, C. St. Omer, A. Peyson May 7, 2024
- Draft Bye-Laws668. Draft Risk Based Capital and Liquidity Requirements Bye-Laws 2023 – Second Round May 6, 2024
- Presentations669. Volume Report Submissions – 30.04.2024 May 3, 2024
- Securities Market Bulletin670. Securities Market Bulletin #11 May 3, 2024
- Material Changes671. NIPDEC – Change to Board of Directors – Marilyn Gordon May 2, 2024
- Material Changes672. NIPDEC – Change to Board of Directors – Maryam Abdool-Richards May 2, 2024
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.