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- Contravention Orders685. Contravention Order- TSTT – $39,150.00 July 31, 2024
- Administrative Fines Orders686. Contravention Order- AMBL- $1,000.00 July 31, 2024
- Administrative Fines Orders687. Contravention Order- DFL- $1,000.00 July 31, 2024
- Administrative Fines Orders688. Contravention Order- MPF – $1,000.00 July 31, 2024
- Administrative Fines Orders689. Contravention Order- PLIPDECO- $1,000.00 July 31, 2024
- Administrative Fines Orders690. Contravention Order-TTMBL- $1,000.00 July 31, 2024
- Material Changes691. RBC – Change to Senior Officer- Guzman, McLaughlin, Publicover, Neilsen, Amato-Guaci July 26, 2024
- Material Changes692. AHL – Change to Senior Officer – Shashi Seecharan July 26, 2024
- Material Changes693. SPORTT – Change to Board of Directors – Raoul Jomo Pitt July 24, 2024
- Material Changes694. AHL – Change to Board of Directors – Ingrid Lashley July 22, 2024
- Material Changes695. FCI – Change of Legal Name to CIBC Caribbean Bank Limited July 19, 2024
- Registrants' Financial Statements696. Bourse Securities Limited Audited Financial Statements for the year ended 31 December 2022 July 19, 2024
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.