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- Contravention Orders685. Contravention Order- TCL $24,200.00 June 26, 2024
- Material Changes686. WCO – Change to Senior Officer – Raoul Glynn and Hiram Murillo June 26, 2024
- Registrants' Financial Statements687. West Indies Stockbrokers Limited Audited Financial Statements for the year ended 31 October 2023 June 25, 2024
- Registrants' Financial Statements688. RBC Investment Management (Caribbean) Limited Audited Financial Statements for the year ended 31 October 2023 June 25, 2024
- Registrants' Financial Statements689. Firstline Securities Limited Audited Financial Statements for the year ended 31 December 2023 June 25, 2024
- Registrants' Financial Statements690. Citicorp Merchant Bank Limited Audited Financial Statements for the year ended 31 December 2023 June 25, 2024
- Registrants' Financial Statements691. Bourse Securities Limited Audited Financial Statements for the year ended 31 December 2023 June 25, 2024
- Material Changes692. FCGFH – Notification of Approval of the First Citizens Bank Limited Vesting Order 2024 June 25, 2024
- Material Changes693. FCBL – Notification of Approval of the First Citizens Bank Limited Vesting Order 2024 June 25, 2024
- Material Changes694. FCDSL – Notification of Approval of the First Citizens Bank Limited Vesting Order 2024 June 25, 2024
- Material Changes695. SFCL – Closing of Private Placement Note Offering June 25, 2024
- Material Changes696. SFCL – Renewal of Normal Course Issuer Bid 2024 June 25, 2024
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.