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- Administrative Fines Orders841. Contravention Order – PHL- $1,000.00 May 27, 2024
- Material Changes842. AHL – Change to Board of Directors – Gerard Cooper May 22, 2024
- Reports843. Registrants’ Risk Assessments 2023 Report May 21, 2024
- Circulars844. Circular Letter – Implementation of the TTSEC Enhanced RBS Framework May 21, 2024
- Material Changes845. FCGFH – Change to Board of Directors – Ryan Proudfoot, Franka Costelloe, Ingrid Melville and Devindra Ramnarine May 20, 2024
- Material Changes846. UCL – Change to Board of Directors – Marcelo Pablo Rosatto May 17, 2024
- Material Changes847. SGMF – Change to Board of Directors – Carlene Seudat May 14, 2024
- Material Changes848. SGMF – Change to Board of Directors – Ray Klien May 14, 2024
- Material Changes849. PHL – Change to Senior Officer – Indira Singh May 14, 2024
- Material Changes850. MASSY – Change to Board of Directors – Alberto Rozo May 14, 2024
- FOIA851. FOIA Statement 2024 May 8, 2024
- Material Changes852. GAMISL- Changes to BOD- Gerrard, Jogie, Sahadeo, Francois, Hamel-Smith, Tewari, Lok-Jack, Ganteaume May 8, 2024
This section compiles written decisions and settlement outcomes issued by the Commission under its legal authority. These entries document the resolution of enforcement matters, rule-change applications, delisting decisions, and other regulatory actions arising from referrals and formal hearings.