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- Administrative Fines Orders901. Contravention Order -GAMISL – $2000.00 May 27, 2024
- Administrative Fines Orders902. Contravention Order – WISE – $3,000.00 May 27, 2024
- Administrative Fines Orders903. Contravention Order – PHL- $1,000.00 May 27, 2024
- Material Changes904. AHL – Change to Board of Directors – Gerard Cooper May 22, 2024
- Reports905. Registrants’ Risk Assessments 2023 Report May 21, 2024
- Circulars906. Circular Letter – Implementation of the TTSEC Enhanced RBS Framework May 21, 2024
- Material Changes907. FCGFH – Change to Board of Directors – Ryan Proudfoot, Franka Costelloe, Ingrid Melville and Devindra Ramnarine May 20, 2024
- Material Changes908. UCL – Change to Board of Directors – Marcelo Pablo Rosatto May 17, 2024
- Material Changes909. SGMF – Change to Board of Directors – Carlene Seudat May 14, 2024
- Material Changes910. SGMF – Change to Board of Directors – Ray Klien May 14, 2024
- Material Changes911. PHL – Change to Senior Officer – Indira Singh May 14, 2024
- Material Changes912. MASSY – Change to Board of Directors – Alberto Rozo May 14, 2024
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