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- Material Changes1669. AGL – Amalgamation of Smith Robertson and Oscar Francois October 11, 2021
- Material Changes1670. AGL – Acquisition of Process Components Limited October 11, 2021
- Material Changes1671. PHL – Change to Senior Officer – Kerri Hosein-Khan October 11, 2021
- Material Changes1672. PHL – Change to Senior Officer – Hima Rhea Singh October 11, 2021
- Material Changes1673. NEL – Change to Senior Officer – Venita Ramlal October 11, 2021
- Delisting and Deregistration Orders1674. De-Registration Order re CIBC Private Client Fund October 11, 2021
- Exemption Orders1675. Exemption Order re FCB and CAL Bond October 11, 2021
- Orders1676. Registration Order re Ansa Merchant Bank GORTT Bond – 11th October 2021 October 11, 2021
- Delisting and Deregistration Orders1677. De-Listing Order re Praetorian Property Mutual Fund October 11, 2021
- Exemption Orders1678. Amendment to Order re NCB Financial Group Limited Exemption October 11, 2021
- Orders1679. Order re TTSEC CRRS October 8, 2021
- Material Changes1680. TTMF- Lowering of Credit Rating October 8, 2021