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- Material Changes2401. FCIB-Change to Board of Directors – C. Anderson, L. Kilpatrick February 5, 2020
- Material Changes2402. MPCCEL – Listing of additional Class B shares on the TTSE and the JSE February 5, 2020
- Material Changes2403. AGL- Change to Senior Officer – Rajesh Rajkumarsingh February 4, 2020
- Decisions / Settlements2404. Settlement Agreement – Hassan Phillip Rahaman February 3, 2020
- Notices2405. Notice of Settlement – FCB IPO Matter February 3, 2020
- Decisions / Settlements2406. Settlement Agreement – Imtiaz Azard Rahaman February 3, 2020
- Decisions / Settlements2407. Settlement Agreement – Subhas Ramkhelawan- BBL February 3, 2020
- Orders2408. Contravention Order: Hassan Philip Rahaman February 3, 2020
- Material Changes2409. WCO – Change to Senior Officer – Laurent Meffre January 31, 2020
- Material Changes2410. OCM – Change to Senior Officer – Noel Wood January 29, 2020
- Published Articles2411. Collective Investment Schemes/Mutual Funds – Fixed NAV and Floating NAV January 29, 2020
- Material Changes2412. AATT- Change to Senior Officer – Thomas, Alexander, Wilson, James-Reyes Tineo, Granville, Callender and Maharaj January 29, 2020