In the matter of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago (“the act”) and Part VIII of the Securities Industry (Hearings and Settlements) Practice Rules 2008 (“the Rules”)
And
In the Matter of the application for, and purchase of, 659,588 First Citizens Bank Limited’s shares by Mr. Hassan Philip Rahaman on 12th August 2013 and his subsequent sale of 634,588 First Citizens Bank Limited’s shares on January 14, 2014 and the alleged contravention of sections 91(1), 91(2) and 94 of the Act (“the Matter”)