Order for settlement re Capital and Credit Merchant Bank Ltd.
In the matter of contraventions of Section 66 (3) of the Securities Industry Act 1995, by Capital and Credit Merchant Bank Ltd.
Orders (Contraventions)
contravention
Notices
Notice re appointment of a receiver re TTSEC vs Welthecon
Members of the public are asked to note that the court has appointed a receiver in the matter of the TTSEC vs Welthecon et al
Orders (Contraventions)
Order re TTSEC vs Welthecon et al
On the 14th February 2012 the TTSEC obtained a high court order instructing that the statements and balances on accounts held by the defendants be disclosed to the TTSEC
Media Releases
Media Release re Welthecon
The Trinidad and Tobago Securities and Exchange Commission (\”TTSEC\”) obtained an order from High Court Judge The Honourable Mr. Justice Rajkumar appointing a receiver-manager over the affairs of Welthecon Investment Managers Ltd., Pierre Finance Investments Ltd.
Notices
Public Notice in matter of TTSEC vs Lawrence Cole et al
The public is asked to note that in June, 2010 the Trinidad and Tobago Securities and Exchange Commission (TTSEC) initiated action via a statement of case to the High Court against Lawrence Cole, Alpha Savings and Trust Ltd., Flagship Financial Investments Co-operative Society, Safe Holdings and Trust Ltd and Christian Credit union Co-operative Society Ltd
Orders (Contraventions)
Order for settlement re Jamaica Public Service Company Limited
In the Matter of the Contraventions of Section 64 (3) of the Securities Industry Act, 1995
By Jamaica Public Service Company Limited
And
In The Matter of A Proposed
Settlement Agreement Pursuant To
Part VIII of
Securities Industry (Hearings And Settlements)
Practice Rules, 2008 (\”the Rules\”)
Orders (Contraventions)
Order for settlement re TIDCO
In the Matter of Contraventions of Sections 64 (3), 66 (1) (a) and 66 (2) of the Securities Industry Act, 1995 and By-Laws 55 (1) and 56 (1)
of The Securities Industry By-Laws, 1997
By Tourism and Industrial Development Corporation of Trinidad and Tobago Limited
Orders (Contraventions)
Order for settlement re CARONI
In the Matter of Contraventions of Sections 64 (3), 66 (1) (a) and 66 (2) of the Securities Industry Act, 1995 and By-Laws 55 (1) and 56 (1)of The Securities Industry By-Laws, 1997 By Caroni (1975) Limited
Orders (Contraventions)
Order for settlement re WASA SI 47 and 48
In the Matter of the Contraventions of By-Law 56 (1) of The Securities Industry By-Laws, 1997
And Section 64 (3) of the Securities Industry Act, 1995
By the Water and Sewerage Authority
Orders (Contraventions)
Order for settlement re WASA SI 116 and 117
In the Matter of the Contraventions of Sections 66 (2) and 66 (1) (a) of the Securities Industry Act, 1995
And By-Law 55 (1) of The Securities Industry By-Laws, 1997
By the Water and Sewerage Authority