Executed GHL Settlement Agreement
In the Matter of the Securities Act Chap. 83:02 (“Act”) and the Securities Industry (Take-Over) By-Laws, 2005 (“By-Laws”) And In […]
Decisions / Settlements
decision
Written Decisions (Contraventions)
Written decision re contravention by AATT
In the Matter of Contraventions of Sections 64 (3), 66 (1) (a) and 66 (2) of The Securities Industry Act, 1995 (�the Act�) and By-Laws 55 (1) and 56 (1) of The Securities Industry By-Laws, 1997 (�the By-Laws�) By Airports Authority of Trinidad and Tobago
Pursuant to the Securities Industry (Hearing and Settlements) Practice Rules, 2008 (�the Rules�)
Decisions / Settlements
Decision of Hearing
The Trinidad and Tobago Securities and Exchange Commission (\”the Commission\”) wishes to inform the public that it has come to a decision in regard to the de-listing of Furness Trinidad Limited (\”Furness\”) and Valpark Shopping Plaza Limited (\”Valpark\”) by the Trinidad and Tobago Stock Exchange Limited (\”the Exchange\”)
Decisions / Settlements
Decision of the Commission from the Hearing of December 4, 2008 on the implementation of the Board Lots
By letter dated October 14, 2008, the Trinidad and Tobago Stock Exchange Limited (\”TTSE\”) submitted to the Commission, a Statement of Substance and Purpose in accordance with section 40(1) of the Securities Industry Act, 1995 (\”SIA\”). The TTSE was seeking to amend the TTSE Rule 227 and the Horizon Trading Rule 10.2 with respect to the closing price of a security.
Decisions / Settlements
Decision in regard to the delisting of BWIA
The Trinidad and Tobago Securities and Exchange Commission (\”the Commission\”) held a hearing on Friday December 15, 2006 at the Eastern Credit Union La Joya Auditorium Eastern Main Road, St Joseph to consider an application from the Trinidad and Tobago Stock Exchange (\”the Stock Exchange\”) for the de-listing of the shares of BWIA West Indies Airways Limited (\”BWIA\”).