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Tag Filing

Tag Archives: Filing

WASA – Change to Board of Commissioners – Mr. Keith London, Mr. Preston George and Ms. Patricia Narayansingh

WASA – Change to Board of Commissioners – Mr. Keith London, Mr. Preston George and Ms. Patricia Narayansingh

Nicole Bachan •27 Dec 2018Material Change Filing, material change, PTSC, TTSEC

PTSC – Change to Senior Officer – Ro Ann Wright

PTSC – Change to Senior Officer – Ro Ann Wright,

Nicole Bachan •27 Dec 2018Material Change Filing, material change, PTSC, TTSEC

PTSC – Change to Senior Officer – Adana Castellano

PTSC – Change to Senior Officer – Adana Castellano

Nicole Bachan •27 Dec 2018Material Change Filing, material change, PTSC, TTSEC

ECPFL – Change to Senior Officers – D. Duncan, R. Luck, S. Donaldson

ECPFL – Change to Senior Officers – D. Duncan, R. Luck, S. Donaldson

Nicole Bachan •14 Dec 2018Material Change ECPFL, Filing, material change, TTSEC

FCIB-Change to Board of Directors – C. Gomez

FCIB-Change to Board of Directors – C. Gomez

Nicole Bachan •13 Dec 2018Material Change FCIB, Filing, material change, TTSEC

Contravention Order re RBC Investment Management Limited filing Form 6

In The Matter of the Contravention of section 56(4) of the Securities Act 2012 and By-Law 53 of the Securities (General) By-laws, 2015 by RBC Investment Management (Caribbean) Limited Order – RBC Administrative Fine – $29,000

Nicole Bachan •30 Oct 2017Contraventions, Orders, Orders (Contraventions) contravention, Filing, Form 6, order, RBC Investment Management Limited, TTSEC

Contravention Order re HDC filing Interim Financial Statements

In The Matter of the Contravention of Section 66(1) of the Securities Act 2012 by Trinidad and Tobago Housing Development Corporation Contravention Order -HDC- Section 64 – $99,000  

Nicole Bachan •30 Oct 2017Contraventions, Orders, Orders (Contraventions) contravention, Filing, HDC, Interim Financial Statements, order, TTSEC

EFCL – Change to Senior Officers – D Cox

EFCL – Change to Senior Officers – D. Cox

Adrian Pennie •11 Aug 2017Material Change EFCL, Filing, Material Changes

OCM – Change to Senior Officer – K. Ng Tang

OCM – Change to Senior Officer – K. Ng Tang

Anika Noel •6 Jul 2017Material Change Filing, Material Changes, OCM

FCAM – Change to Board of Directors – Robin Lewis

FCAM – Change to Board of Directors – Robin Lewis

Anika Noel •6 Mar 2017Material Change FCAM, Filing, Material Changes
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    TTSEC

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