Statement of Substance and Purpose TTSE and Horizon Rules(Trading in TTDRs)

On the 15th day of January, 2010 the Trinidad and Tobago Stock Exchange Limited (“the Stock Exchange”) deemed to be duly registered as a Self-Regulatory Organization under section 34 of the Securities Industry Act, 1995 (“the SIA”) filed with the Trinidad and Tobago Securities and Exchange Commission (“the Commission”) a proposal of its new rules together with a concise statement of substance and purpose of the proposed rules for the approval of the Commission pursuant to section 40 of the SIA.

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