Investor protection is at the core of securities regulation. Investor protection is the ultimate outcome when integrity in the marketplace is upheld. Several requirements contemplated by the Securities Act 2012 (SA 2012), and the Trinidad and Tobago Securities and Exchange Commission’s (TTSEC) guidelines and policies, centre around ensuring that market …
The growing use of social media platforms such as Facebook, Instagram and LinkedIn, has significantly altered the way in which individuals and businesses communicate and transact business. Investment providers have taken advantage of this opportunity and have utilised online forum to advertise their products to a wider audience. As a …
Your most important rights are the right to information, your right to choose and your right to redress
Today, on world consumer Rights Day the Trinidad and Tobago Securities and Exchange Commission takes the opportunity to remind you of your rights and responsibilities as an investor.
