legislation

The Trinidad and Tobago Securities and Exchange Commission\’s (TTSEC) wishes to advise that the draft Securities Bill 2012 is now available for comment.

legislation

Uncategorized

TTSEC Securities Bill 2012

Comments on the Draft Securities Bill 2012 can be sent to SIB2012@ttsec.org.tt by June 8th 2012. Public consultations will be at the Yara Auditorium ALJGSB on June 12th (8.30 -11.00 am) and Mt Irvine Bay Hotel Tobago on June 13th ( 4.00-6.00 pm).

Uncategorized

Securities Bill 2010

The Securities Bill 2010 seeks to provide protection to investors from unfair, improper or fraudulent practices; foster fair and efficient capital markets and confidence in the capital markets in Trinidad and Tobago and to reduce systemic risk; to co-operate with other jurisdictions in the development of fair and efficient capital markets; and for other related matters

Uncategorized

Proposed Securities Bill 2009

The Securities Bill 2009 seeks to provide protection to investors from unfair, improper or fraudulent practices; foster fair and efficient capital markets and confidence in the capital markets in Trinidad and Tobago and to reduce systemic risk; to co-operate with other jurisdictions in the development of fair and efficient capital markets; and for other related matters

Uncategorized

Securities Bill 2007

This Act may be cited as the Securities Act, 2007. The purposes of this Act are – (a) to provide protection to investors from unfair, improper or fraudulent practices; (b) to foster fair and efficient capital markets and confidence in the capital markets in Trinidad and Tobago and to reduce systemic risk; and (c) to co-operate with other jurisdictions in the development of fair and efficient capital markets. This Act comes into operation on a date to be fixed by the President by Proclamation.

Scroll to Top

Acts

Bye-Laws

Rules

Orders

SRO Rule Making

Circulars, Bulletins, Policy Statements

Market Guidance – CIS Bye-Laws

Proposed Bye-Laws, Rules, Guidelines & Policies

Registration

Prudential Requirements and Filings

AML-CFT-CPF

Public Statements

Updates

Frequently Asked Questions (FAQs)

Investor Protection

Submit a Tip or Complaint

Resources for Investors

Orders

Notices

Media & Communications

Policy, Publications and Research

Our History

Who We Are

Our Leadership

Careers

Memorandums of Understanding

Procurement

Factsheets

Contact Us