The Trinidad and Tobago Securities and Exchange Commission (TTSEC) conducted its first stakeholder outreach meeting for 2014 with the Securities Dealers Association of Trinidad and Tobago (SDATT) and executed a protocol governing their relationship at the Courtyard Marriott Hotel on January 8th, 2014.
The Trinidad and Tobago Securities and Exchange Commission (TTSEC) was engaged in an historic signing of a Memorandum of Understanding (MOU) with fellow regulator in the financial sector, the Central Bank of Trinidad and Tobago at the Hyatt Regency.
The Board of Commissioners of the Trinidad and Tobago Securities and Exchange Commission (TTSEC) is pleased to announce that Mr. C. Wainwright Iton and Ms. Lystra Lucillio have officially assumed duties as Chief Executive Officer and Deputy Chief Executive Officer respectively of the Commission.
The Board of Commissioners of the TTSEC has published an order extending the transitional period provided for at Section 53 of the SA 2012, for one year from January 2014
Members of the public are advised that the commission will be varying its hours of operation on December 12, 2013
In the Matter of Section 21 of the Securities Act 2012 and in the Matter of the Appointment of a Hearing Panel, a Pre-Hearing Conference Panel and a Settlement Panel respectively in accordance with the Securities Industry (Hearings and Settlements
The Trinidad and Tobago Securities and Exchange Commission (TTSEC) echoes the advice of the Trinidad and Tobago Police Service by reminding citizens to be on the alert for fraudsters, scam artists and illegitimate investment schemes.
The TTSEC with support from the United States Securities and Exchange Commission (USSEC) hosted a four day Inspections and Compliance Training Programme and a one day Inspections and Compliance Training Seminar from September 16-20 in Port of Spain.
This document contains proposed amendments to the Securities Act 2012.
