In the Matter of the Contravention of Section 51(1) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Funds International Limited Add media -> Contravention Order re Funds International Limited – $150,000.00 – 11th October 2021
In the Matter of the Contraventions of Section 136(2) of the Securities Act, Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago By Douglas Fridrik Parkhill Read more -> Contravention Order re Douglas Fridrik Parkhill – $18,200.00 – 11th October 2021
In the Matter of an Amendment to the Order of the Commission dated June 14, 2021 granting the NCB Financial Group Limited an Exemption from By-laws 11,12,13,14,15 and 16 of the Securities Industry (Take-Over) By-Laws 2005 Read more -> Amendment to Order re NCB Financial Group Limited Exemption – …
In the Matter of Section 7(n) of the Securities Act Chapter 83:02 of the Laws of the Republic of Trinidad and Tobago And In the Matter of the Development of a Centralized Repository and Registration System Framework by the Trinidad and Tobago Securities and Exchange Commission Read More>>> …
Last week we discussed the basics of investing – knowing the Regulator, setting financial goals, and understanding your risk tolerance. In this article, we’ll focus on creating your personal investor profile and guide you through the process of selecting an investment option that will help you achieve your financial goals. …
Beginning this week, we share a three-part series on “Getting Started with Investing”. In this article, we look at diversifying financial portfolios to include investments in the local securities market. Read more: Getting Started with Investing Part 1of 3
Over the course of this article series, the Trinidad and Tobago Securities and Exchange Commission (TTSEC) has sought to educate the market and the public on its role and functions; and to demystify the operations of the local securities market, in order to engender greater levels of trust and confidence …
The Securities Act, Chapter 83:02 (SA), provides the Trinidad and Tobago Securities and Exchange Commission (TTSEC) with the power to take enforcement action against any registrant for failing to comply with the SA. Where, during the course of a compliance review (or inspection) in accordance with section 89 of the …
The Commission hereby advises the public that the physical offices of the Commission located at Levels 22-23 Tower D, International Waterfront Centre, will be closed for sanitisation from Tuesday September 14, 2021. This sanitisation process shall take one (1) day to complete, following which, in office operations will resume. Read …
The Trinidad and Tobago Securities and Exchange Commission (TTSEC) is responsible for the regulation of the local securities industry. There are several components to regulation, all of which need to be addressed in an efficient and competent manner to ensure the orderly growth and development of the securities industry. …
