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Tag underwriting guidelines

Tag Archives: underwriting guidelines

Underwriting guidelines for issuers of Asset Backed securities

The adequacy of the capital held by underwriters registered under the Securities Industry Act, 1995 (the SIA) has become a matter of concern to the Commission. With a capital requirement of five million dollars, underwriters registered under the SIA are not subject to the same requirements as those registered under the Financial Institutions Act, 1993 (the FIA).

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TTSEC •6 Sep 2006Guidelines underwriting guidelines
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    TTSEC

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