Underwriting guidelines for issuers of Asset Backed securities

The adequacy of the capital held by underwriters registered under the Securities Industry Act, 1995 (the SIA) has become a matter of concern to the Commission. With a capital requirement of five million dollars, underwriters registered under the SIA are not subject to the same requirements as those registered under the Financial Institutions Act, 1993 (the FIA).

Underwriting guidelines for issuers of Asset Backed securities

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