TTPS Joins Inquiry into GetGXL
Trinidad and Tobago Police Service (TTPS) joins the Trinidad and Tobago Securities and Exchange Commission (TTSEC) in its inquiry into […]
Media Releases
December 18, 2023
Orders, SROs Orders
Order re Approval of TTSE Rules 203 and 212
In the Matter of Section 40 of the Securities Act, 2012 AND In the Matter of an Application by the
Contravention Orders, Orders, Orders (Contraventions), Settlement Orders
Contravention Order – TTNGL – $63,750.00
In The Matter of a Contravention of Section 66(1) of the Securities Act Chapter 83:02 of the Laws of the
Contravention Orders, Orders, Orders (Contraventions), Settlement Orders
Contravention Order – LJ Williams – $9,900.00
In the Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 of the Laws of the
Administrative Fines Orders, Contravention Orders, Orders, Orders (Contraventions)
Contravention Order – JMMBGL – $32,000.00
In the Matter of the Contravention of Section 63(a) of the Securities Act Chapter 83:02 and By-Law 47(c) of the
Material Changes
AGL – Change to Senior Officer – N Campbell
AGL – Change to Senior Officer – N Campbell
Contravention Orders, Orders, Orders (Contraventions), Settlement Orders
Contravention Order – Endeavour Holdings Limited – $45,000.00
In The Matter of the Contravention of Section 67(1) of the Securities Act Chapter 83:02 of the Laws of the
Administrative Fines Orders, Contravention Orders, Orders
Contravention Order – Endeavour Holdings Limited – $1,000.00
In The Matter of a Contravention of Section 64(1)(a) of the Securities Act Chapter 83:02 of the Laws of the
Administrative Fines Orders, Contravention Orders, Orders, Orders (Contraventions)
Contravention Order – Capital Markets Elite Group TT Limited – $16,000.00
In the Matter of the Contravention of Section 65(1) of the Securities Act Chapter 83:02 and By-Law 48(1) of the